Private Wealth Management Portfolio Manager

Remote - Stamford, CT

UBS

PRIVATE WEALTH MANAGEMENT PORTFOLIO MANAGER

THE PERSON

Are you a seasoned portfolio manager with subject matter expertise? Are you ethical, humble, and motivated to provide the best for your clients? Are you ready to bring an analytical perspective to a fun and collaborative environment? If you are looking for an opportunity to support and uplift others through inclusive wealth management, then we want to talk with you!

Our ideal Wealth Management Portfolio Manager is:

  • Collaborative. You work well within a fun, caring environment, and strive to be a part of an inclusive, diverse team. You follow the guidance and direction of leadership, but do not hesitate to share your insights and perspective. At the end of the day, it is all about a client first approach.
  • Data driven. You are analytical and organized, enjoy working with numbers, and can anticipate trends.
  • Dependable. You are a thoughtful planner and see things through to the end. You produce accurate work, meet deadlines, and perform at a quick pace.
  • An Effective Communicator. You communicate respectfully and pragmatically to get to the heart of what others need. You are a decisive simplifier who can streamline complex information into a concise summary depending on your audience.
  • Adaptable. You are naturally curious when it comes to the ins and outs of managing assets. You are flexible and pivot quickly. You recognize your limitations and when to seek a partner.

Our culture values hard work, building deep relationships with our clients, and supporting social causes in our community. We are seeking an experienced Portfolio Manager who can make investment strategy plans that align with our culture, philosophy, and Core Values.

RESPONSIBILITIES

The job responsibilities of this Portfolio Manager include but are not limited to the following. For more in-depth details, click here.

  • Learn and understand Shantz-Mantione portfolio management philosophy
  • Build and maintain relationships with internal stakeholders in research, trading, and due diligence
  • Lead the Shantz-Mantione Investment Committee
  • Run regular SM IC meetings
  • Run semi-annual internal/external portfolio review meetings
  • Traditional portfolio Implementation
  • Build and maintain a repeatable, scalable process for managing margin risk exposure and options hedging.
  • Design, manage and maintain trading sheets with the help of our Upwork partners
  • Write weekly talking points for team members for the overall core portfolio and theme sleeves
  • Work with team to collaborate on delivery of timely change-driven communication pieces for clients
  • Coordinate with Senior Financial Advisors and Relationship Managers regarding client-specific portfolio needs
  • Manage a process for the creation, maintenance, and updating of our portfolio composites.
  • Prepare for and participate in client meetings to review and discuss portfolio composition and returns
  • Filter and read UBS as well as non-UBS research and commentary, i.e., Blackstone, Oak Tree, JPM Asset management
  • Build and maintain a repeatable, scalable process for managing compliance requirements & issues
  • Analyze prospective client portfolios for gaps, overlaps and opportunities.

This person will also design and drive strategies in:

  • Cash management
  • Tax mitigation trading
  • Dollar Cost Averaging
  • Buy-the-dip
  • Alternative Investments
  • Structured Products
  • Corporate & Tax Free Municipal Fixed Income

QUALIFICATIONS

UBS offers a welcoming and inclusive workplace, and we encourage anyone who meets these requirements to apply!

Required

  • Minimum 3-5 years of Portfolio Manager experience
  • Portfolio Manager experience in managing assets/taxable accounts of people (not institutions)
  • Experience managing $50M+ in assets
  • Cross Asset experience
  • Series 7 and 66 licenses (Or can acquire within six months)
  • Bachelor's degree
  • Excellent navigating Microsoft Excel

Preferred

  • CFA Charterholder
  • MBA
  • Have strong track record and background in equities

Desired

  • Candidates that value and embrace community involvement
  • Candidates that live in or around the following geographic areas: the greater Tri-state area (Connecticut, New York, New Jersey), New England, South Florida, Southwestern US (Phoenix metro), Denver or Detroit

**This position can be fully remote for the right candidate**

THE COMPANY – UBS

Falling under the UBS umbrella, The Shantz-Mantione Group defines what it means to be a wealth manager. For more than 20 years, we have provided generations of families with inclusive wealth management and professional investment guidance in diverse market conditions.

Our "goals-based" process helps our clients clarify their current financial situation, identify challenges and opportunities, and create a comprehensive strategy. We collaborate with our clients' other trusted advisors and our network of professionals, leading the effort to develop one integrated approach.

WHY UBS?

UBS is the world's largest wealth manager and is a well-respected international brand. We uplift and support our clients. We have an amazing team that cares about each other's success in a way that is not competitive, inside and outside the office, and improves people's lives every day.

  • We are intentionally growing
  • You are encouraged to voice your opinion-and it is valued!
  • Fun to work with!
  • We establish lasting relationships with our clients, our team and our colleagues
  • Community involvement and philanthropy is important to us
  • We believe it is important to put our families first
  • We have specializations - you can do what you excel at!
  • We have a “no drama” workspace
  • UBS will match every single employee's charitable donation up to $2500 every year
  • UBS provides parental leave up to 90 days

OUR CORE VALUES

Have a positive attitude

  • We embrace optimism and believe in the possible
  • We have pride in everything we do
  • We communicate respectfully
  • We bring our best attitude to work every day, even if it's not our best day

Be coachable and learn

  • We advocate learning from your mistakes instead of dwelling on them
  • We know that open communication prevents problems and misunderstanding
  • We are open to feedback and feedforward
  • We believe that to succeed at anything, you must prepare yourself. That means you must be open, be coachable, and willing to learn.

Do the right thing

  • We always say, "Do what is right, not what is easy."
  • We know that no one trade is bigger than a relationship
  • We put our clients' interests before our own or the firm
  • We believe that integrity is what happens when no one is watching

Do what you say

  • We build trust through our actions and our clients can feel this
  • We can make mistakes, however, we cannot violate our core values
  • We believe communication is key
  • We follow through on our commitments
  • We are conscious of our promises

Think we, not me

  • We believe the strength of our team is each individual and the strength of each individual is the team
  • We communicate openly and quickly as a team, and we get a partner
  • We respect the lives of our team members in and out of the office
  • We believe open collaboration encourages greater accountability, which in turn fosters trust
  • We wholeheartedly believe that a teammates request on behalf of a client is the same as if it comes from the client themselves
  • We have shared goals, and we accomplish them by believing in our team

Salary range: Commensurate with experience and negotiable for someone bringing assets with them - $200-$225k plus bonus (potential $300k-$350k total comp)

Benefits: UBS offers a robust benefits program not limited to Medical, Dental, Vision, 401(k), Life Insurance

If you are looking for an exciting opportunity to have influence in a growing, dynamic company, apply today!

JOB CODE: UBS